$151,597
a year
... efficient markets and regulates major securities market participants (broker-dealers, self ... known as SROs, which include securities exchanges, FINRA, and clearing agencies ... legal and policy issues, addressing securities law, analyzing and explaining the ...
3 days ago
$173,127
a year
... efficient markets and regulates major securities market participants (broker-dealers, self ... known as SROs, which include securities exchanges, FINRA, and clearing agencies ... the securitiesindustry , in particular, the Securities Exchange Act of 1934; AND ...
3 days ago
$205,772
a year
... rules and policies of Federal securities laws and acts relating ... workers, and members of the securities industry to resolve issues; ... technology solutions employed in the securities markets; AND Serving as an ... and software designs for potential security risks
14 days ago
$205,772
a year
... -workers, and members of the securities industry to resolve issues; AND ... technology solutions employed in the securities markets; AND Serving as an ... , and software designs for potential security risks.
14 days ago
$205,772
a year
... includes the following: Applying federal securities laws with particular emphasis on ... ) requirements applicable to issuers of securities; Providing a range of legal advisory ... sector firms involving the federal securities laws and administrative laws; Advising ...
14 days ago
$205,772
a year
... : Interpreting and providing guidance on securities regulatory matters rulemaking. Providing legal ... the general application of the Securities Act of 1933, Exchange Act ... of 1934, and other federal securities laws and recommending the resolution ...
14 days ago
$205,772
a year
... : Interpreting and providing guidance on securities regulatory matters rulemaking; Providing legal ... the general application of the Securities Act of 1933, Exchange Act ... of 1934, and other federal securities laws and recommending the resolution ...
14 days ago
$183,515
a year
... legal issues involving the federal securities laws, the Constitution, the ... Specialized experience includes: Applying federal securities laws, federal administrative law, and ... to subordinate staff on complex securities law questions; AND Conducting appellate ...
14 days ago
$151,597
a year
... legal issues involving the federal securities laws, the Constitution, the Administrative ... . Specialized experience includes: Applying federal securities laws, federal administrative law, and ... issues relating to the federal securities laws and the rules and ...
20 days ago
$183,515
a year
... sound advice regarding the federal securities laws (for example, the Investment ... , the Investment Advisers Act, the Securities Act and/or the Exchange ...
14 days ago
$183,515
a year
... Commission. Commission's opinions guide the securities industry on questions of law ... issues relating to the federal securities laws and the rules and ...
14 days ago
$205,772
a year
... an organization related to the securities industry; Serving as a senior accounting ...
14 days ago
$111,022
a year
... : This position is in the U.S. Securities and Exchange Commission's (SEC) Office ...
a month ago